SEC Form 4 · accession 0001140361-15-002267
WILLAMETTE VALLEY VINEYARDS INC · WVVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Ellis
Director
Period of report
Jan 20, 2015
Accepted (ET)
Jan 20, 2015 · 9:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000838875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | X | 4,000 | $3.76 | A | 10,300 | D | |
| Common Stock | Jan 20, 2015 | S | 4,000 | $5.80 | D | 6,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $3.76 | Jan 20, 2015 | X | 4,000 | D | Aug 1, 2005 | Aug 1, 2015 | Common Stock | 4,000 | 64,000 | D |