SEC Form 4 · accession 0000950103-16-012631
PACHOLDER HIGH YIELD FUND INC · PHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Morgan
10% Owner
Period of report
Apr 13, 2016
Accepted (ET)
Apr 15, 2016 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Rate Cumulative PreferredF2 | Apr 13, 2016 | J | 486 | $25,000.00 | D | 0 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends).
- F2Plus any accumulated but unpaid dividends.