SEC Form 4 · accession 0001209191-18-011055
Callaway Golf Co · CALY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Howie
Officer — Managing Director, EMEA
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | M | 36,194 | $7.85 | A | 133,001 | D | |
| Common StockF1,F2 | Feb 15, 2018 | S | 36,194 | $15.76 | D | 96,807 | D | |
| Common StockF1 | Feb 15, 2018 | M | 32,630 | $7.51 | A | 129,437 | D | |
| Common StockF1,F2 | Feb 15, 2018 | S | 32,630 | $15.76 | D | 96,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.85 | Feb 15, 2018 | M | 36,194 | D | Jan 29, 2012 | Jan 29, 2019 | Common Stock | 36,194 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.51 | Feb 15, 2018 | M | 32,630 | D | Jan 27, 2014 | Jan 27, 2021 | Common Stock | 32,630 | 0 | D |
Explanation of responses
- F1The reported transactions occurred pursuant to the terms of a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $15.75 to $15.76. The price reported above reflects the weighted average sale price for the transactions reported on this line.