SEC Form 4 · accession 0001209191-17-051073
Callaway Golf Co · CALY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer L. Thomas
Officer — Chief Accounting Officer
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2017 | M | 10,552 | $7.85 | A | 30,189 | D | |
| Common StockF1 | Aug 31, 2017 | S | 10,552 | $13.90 | D | 19,637 | D | |
| Common StockF1 | Aug 31, 2017 | M | 8,797 | $7.53 | A | 28,434 | D | |
| Common StockF1 | Aug 31, 2017 | S | 8,797 | $13.90 | D | 19,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.85 | Aug 31, 2017 | M | 10,552 | D | Jan 29, 2012 | Jan 29, 2019 | Common Stock | 10,552 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.53 | Aug 31, 2017 | M | 8,797 | D | Jan 28, 2013 | Jan 28, 2020 | Common Stock | 8,797 | 0 | D |
Explanation of responses
- F1The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.