SEC Form 4 · accession 0001209191-17-027482
Callaway Golf Co · CALY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Mitchell Boezeman
Officer — Managing Director, East Asia
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 17, 2017 | M | 54,810 | $7.85 | A | 158,950 | D | |
| Common StockF1 | Apr 17, 2017 | S | 54,810 | $11.75 | D | 104,140 | D | |
| Common StockF1 | Apr 18, 2017 | M | 1,473 | $7.85 | A | 105,613 | D | |
| Common StockF1 | Apr 18, 2017 | S | 1,473 | $11.75 | D | 104,140 | D | |
| Common StockF1 | Apr 18, 2017 | M | 23,458 | $7.53 | A | 127,598 | D | |
| Common StockF1 | Apr 18, 2017 | S | 23,458 | $11.75 | D | 104,140 | D | |
| Common StockF1 | Apr 18, 2017 | M | 34,010 | $7.51 | A | 138,150 | D | |
| Common StockF1 | Apr 18, 2017 | S | 34,010 | $11.75 | D | 104,140 | D | |
| Common StockF1 | Apr 18, 2017 | M | 87,069 | $6.52 | A | 191,209 | D | |
| Common StockF1 | Apr 18, 2017 | S | 87,069 | $11.75 | D | 104,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.85 | Apr 17, 2017 | M | 54,810 | D | Jan 29, 2012 | Jan 29, 2019 | Common Stock | 54,810 | 1,473 | D |
| Non-Qualified Stock Option (right to buy) | $7.85 | Apr 18, 2017 | M | 1,473 | D | Jan 29, 2012 | Jan 29, 2019 | Common Stock | 1,473 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.53 | Apr 18, 2017 | M | 23,458 | D | Jan 28, 2013 | Jan 28, 2020 | Common Stock | 23,458 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.51 | Apr 18, 2017 | M | 34,010 | D | Jan 27, 2014 | Jan 27, 2021 | Common Stock | 34,010 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $6.52 | Apr 18, 2017 | M | 87,069 | D | Feb 1, 2016 | Feb 1, 2023 | Common Stock | 87,069 | 0 | D |
Explanation of responses
- F1The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.