SEC Form 4 · accession 0001209191-17-022623
Callaway Golf Co · CALY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Howie
Officer — Managing Director, EMEA
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2017 | M | 20,089 | $7.85 | A | 90,173 | D | |
| Common StockF1 | Mar 21, 2017 | S | 20,089 | $11.50 | D | 70,084 | D | |
| Common StockF1 | Mar 21, 2017 | M | 50,000 | $6.52 | A | 120,084 | D | |
| Common StockF1 | Mar 21, 2017 | S | 50,000 | $11.50 | D | 70,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.85 | Mar 21, 2017 | M | 20,089 | D | Jan 29, 2012 | Jan 29, 2019 | Common Stock | 20,089 | 36,194 | D |
| Non-Qualified Stock Option (right to buy) | $6.52 | Mar 21, 2017 | M | 50,000 | D | Feb 1, 2016 | Feb 1, 2023 | Common Stock | 50,000 | 37,069 | D |
Explanation of responses
- F1The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.