SEC Form 4 · accession 0001209191-15-076821
Callaway Golf Co · CALY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian P. Lynch
Officer — SVP, G.C. & Corp Secretary
Period of report
Oct 23, 2015
Accepted (ET)
Oct 26, 2015 · 7:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2015 | M | 28,142 | $7.85 | A | 39,536 | D | |
| Common Stock | Oct 23, 2015 | S | 28,142 | $9.6828 | D | 11,394 | D | |
| Common Stock | Oct 23, 2015 | M | 11,729 | $7.53 | A | 23,123 | D | |
| Common Stock | Oct 23, 2015 | S | 11,729 | $9.6828 | D | 11,394 | D | |
| Common Stock | Oct 23, 2015 | M | 17,005 | $7.51 | A | 28,399 | D | |
| Common Stock | Oct 23, 2015 | S | 17,005 | $9.6828 | D | 11,394 | D | |
| Common Stock | Oct 23, 2015 | M | 33,170 | $6.52 | A | 44,564 | D | |
| Common Stock | Oct 23, 2015 | S | 33,170 | $9.6828 | D | 11,394 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.85 | Oct 23, 2015 | M | 28,142 | D | Jan 29, 2012 | Jan 29, 2019 | Common Stock | 28,142 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.53 | Oct 23, 2015 | M | 11,729 | D | Jan 28, 2013 | Jan 28, 2020 | Common Stock | 11,729 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.51 | Oct 23, 2015 | M | 17,005 | D | Jan 27, 2014 | Jan 27, 2021 | Common Stock | 17,005 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $6.52 | Oct 23, 2015 | M | 33,170 | D | — | Feb 1, 2023 | Common Stock | 33,170 | 16,584 | D |
Explanation of responses
- F1The options vested and become exercisable as follows: 16,585 shares on February 1, 2014, 16,585 shares on February 1, 2015 and 16,584 shares on February 1, 2016.