SEC Form 4 · accession 0001209191-15-035363
Callaway Golf Co · CALY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Hocknell
Officer — SVP, Research & Development
Period of report
Apr 20, 2015
Accepted (ET)
Apr 21, 2015 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 20, 2015 | M | 59,518 | $7.51 | A | 86,185 | D | |
| Common StockF1 | Apr 20, 2015 | S | 59,518 | $9.95 | D | 26,667 | D | |
| Common StockF1 | Apr 20, 2015 | S | 11,432 | $9.95 | D | 15,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.51 | Apr 20, 2015 | M | 59,518 | D | Jan 27, 2014 | Jan 27, 2021 | Common Stock | 59,518 | 0 | D |
Explanation of responses
- F1The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on November 11, 2014. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- F2The amount of securities beneficially owned includes the reporting person's acquisition in exempt transactions of 14 shares of common stock acquired through dividend reinvestment since the date these holdings were last reported.