SEC Form 4 · accession 0001209191-15-006875
Callaway Golf Co · CALY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer L. Thomas
Officer — Chief Accounting Officer
Period of report
Jan 27, 2015
Accepted (ET)
Jan 27, 2015 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2015 | M | 2,491 | $0.00 | A | 11,083 | D | |
| Common StockF1 | Jan 27, 2015 | D | 2,491 | $7.91 | D | 8,592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3 | — | Jan 27, 2015 | M | 2,491 | D | Jan 27, 2015 | Jan 27, 2015 | Common Stock | 2,491 | 0 | D |
Explanation of responses
- F1The Phantom Stock Units were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.
- F2The amount of securities beneficially owned includes the reporting person's acquisition in exempt transactions of 24 shares of common stock acquired through dividend reinvestment since the date these holdings were last reported.
- F3Each Phantom Stock Unit represents a contingent right to receive a cash payment equal to the value on the vesting date of one share of the Company's Common Stock.