SEC Form 4 · accession 0001247524-16-000457
Walter Energy, Inc. · WLTGQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earl H Doppelt
Officer — EVP - General Counsel & Sec
Period of report
Apr 12, 2016
Accepted (ET)
Apr 13, 2016 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 12, 2016 | S | 4,870 | $0.02 | D | 6,896 | D |
Table II — derivative securities
No Table II lines on this filing.