SEC Form 4 · accession 0001247524-16-000356
Walter Energy, Inc. · WLTGQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Harvey
Officer — EVP - Chief Financial Officer
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2016 | F | 3,097 | $0.04 | D | 14,746 | D | |
| Common Stock | Feb 19, 2016 | F | 540 | $0.04 | D | 14,206 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering or withholding securities incident to the vesting of securities issued in accordance with Rule 16b-3.