SEC Form 4 · accession 0001247524-15-000243
Walter Energy, Inc. · WLTGQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A J Wagner
Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2015 | S | 6,970 | $0.09 | D | 4,447 | D | |
| Common StockF1 | holding | — | — | — | 5,000 | I | Self-managed IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held in a self-managed IRA account under which the Reporting Person's sons are the primary beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.