SEC Form 4 · accession 0001247524-15-000237
Walter Energy, Inc. · WLTGQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Harvey
Officer — EVP - Chief Financial Officer
Period of report
Aug 18, 2015
Accepted (ET)
Aug 19, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | S | 5,057 | $0.09 | D | 32,371 | D | |
| Common Stock | Aug 19, 2015 | S | 14,529 | $0.09 | D | 17,843 | D |
Table II — derivative securities
No Table II lines on this filing.