SEC Form 4 · accession 0001247524-15-000220
Walter Energy, Inc. · WLTGQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earl H Doppelt
Officer — EVP - General Counsel & Sec
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | S | 20,000 | $0.11 | D | 31,888 | D | |
| Common Stock | Aug 11, 2015 | S | 17,180 | $0.09 | D | 14,708 | D |
Table II — derivative securities
No Table II lines on this filing.