SEC Form 4 · accession 0001247524-15-000212
Walter Energy, Inc. · WLTGQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Harvey
Officer — EVP - Chief Financial Officer
Period of report
Jul 9, 2015
Accepted (ET)
Jul 13, 2015 · 1:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 9, 2015 | F | 336 | $0.13 | D | 37,428 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering or withholding securities incident to the vesting of securities issued in accordance with Rule 16b-3.