SEC Form 4 · accession 0001247524-15-000083
Walter Energy, Inc. · WLTGQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Harrigan
Officer — VP Controller and CAO
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 18, 2015 | F | 229 | $1.02 | D | 2,690 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering or withholding securities incident to the vesting of securities issued in accordance with Rule 16b-3.
- F2Includes 446.01 additional shares acquired under the Company's Employee Stock Purchase Plan since the date of the reporting person's last ownership report.