SEC Form 4 · accession 0001247524-15-000035
Walter Energy, Inc. · WLTGQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earl H Doppelt
Officer — EVP - General Counsel & Sec
Period of report
Jan 9, 2015
Accepted (ET)
Jan 12, 2015 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 9, 2015 | F | 1,523 | $1.30 | D | 54,595 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering or withholding securities incident to the vesting of securities issued in accordance with Rule 16b-3.
- F2Includes 2,342.93 additional shares acquired under the Company's Employee Stock Purchase Plan since the date of the reporting person's last ownership report.