SEC Form 4/A · accession 0001140361-15-022025
AFTERMASTER, INC. · AFTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Frank Perrotti Jr.
Director
Period of report
Mar 1, 2011
Accepted (ET)
May 28, 2015 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Mar 1, 2011 | A | 13,314 | $0.69 | A | 185,022 | D | |
| Common StockF3 | May 4, 2011 | A | 15,000 | $1.00 | A | 200,022 | D | |
| Common StockF3,F4 | May 4, 2011 | A | 37,257 | $1.39 | A | 237,279 | I | FPJ Investments, LLC 100% Owner |
| Common StockF3,F4 | Jul 25, 2011 | A | 37,240 | $0.85 | A | 274,519 | I | FPJ Investments, LLC 100% Owner |
| Common StockF3 | Aug 19, 2011 | A | 23,077 | $0.65 | A | 297,596 | D | |
| Common StockF3,F4 | Oct 13, 2011 | A | 65,344 | $0.67 | A | 362,940 | I | FPJ Investments, LLC 100% Owner |
| Common StockF3 | Nov 15, 2011 | A | 28,846 | $0.52 | A | 391,786 | D | |
| Common StockF3,F4 | Dec 8, 2011 | A | 25,468 | $0.61 | A | 417,254 | I | FPJ Investments, LLC 100% Owner |
| Common StockF3,F4 | Dec 8, 2011 | A | 33,562 | $0.55 | A | 450,816 | I | FPJ Investments, LLC 100% Owner |
| Common StockF3 | Mar 21, 2012 | P | 47,500 | $0.3851 | A | 498,316 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF4 | $0.60 | Apr 1, 2011 | A | 30,000 | A | Apr 1, 2011 | Apr 1, 2016 | Common Stock | 30,000 | 380,000 | I |
| WarrantF4 | $0.60 | May 1, 2011 | A | 30,000 | A | May 1, 2011 | May 1, 2016 | Common Stock | 30,000 | 410,000 | I |
| WarrantF4 | $0.60 | Jun 1, 2011 | A | 30,000 | A | Jun 1, 2011 | Jun 1, 2016 | Common Stock | 30,000 | 440,000 | I |
| WarrantF4 | $0.60 | Jun 30, 2011 | A | 50,000 | A | Jun 30, 2011 | Jun 30, 2016 | Common Stock | 50,000 | 490,000 | I |
| WarrantF4 | $0.60 | Jul 30, 2011 | A | 50,000 | A | Jul 30, 2011 | Jul 30, 2016 | Common Stock | 50,000 | 540,000 | I |
| WarrantF4 | $0.40 | Sep 30, 2011 | A | 25,000 | A | Sep 30, 2011 | Sep 30, 2016 | Common Stock | 25,000 | 565,000 | I |
| WarrantF4 | $0.40 | Oct 17, 2011 | A | 30,000 | A | Oct 17, 2011 | Oct 17, 2016 | Common Stock | 30,000 | 595,000 | I |
| WarrantF4 | $0.40 | Nov 3, 2011 | A | 60,000 | A | Nov 3, 2011 | Nov 3, 2016 | Common Stock | 60,000 | 655,000 | I |
| WarrantF4 | $0.40 | Dec 2, 2011 | A | 112,500 | A | Dec 2, 2011 | Dec 2, 2016 | Common Stock | 112,500 | 767,500 | I |
| WarrantF4 | $0.40 | Dec 15, 2011 | A | 50,000 | A | Dec 15, 2011 | Dec 15, 2016 | Common Stock | 50,000 | 817,500 | I |
| WarrantF4 | $0.40 | Dec 30, 2011 | A | 150,000 | A | Dec 30, 2011 | Dec 30, 2016 | Common Stock | 150,000 | 967,500 | I |
| WarrantF4 | $0.40 | Feb 3, 2012 | A | 25,000 | A | Feb 3, 2012 | Feb 3, 2017 | Common Stock | 25,000 | 992,500 | I |
| WarrantF4 | $0.40 | Feb 16, 2012 | A | 25,000 | A | Feb 16, 2012 | Feb 16, 2017 | Common Stock | 25,000 | 1,017,500 | I |
| WarrantF4 | $0.40 | Mar 2, 2012 | A | 37,500 | A | Mar 2, 2012 | Mar 2, 2017 | Common Stock | 37,500 | 1,055,000 | I |
| WarrantF4 | $0.40 | Mar 16, 2012 | A | 50,000 | A | Mar 16, 2012 | Mar 16, 2017 | Common Stock | 50,000 | 1,105,000 | I |
Explanation of responses
- F1Services as Director.
- F2In Lieu of Interest or as consideration for loans.
- F3Amount of beneficially owned shares restated.
- F4100% wholly owned entity by reporting person.