SEC Form 4 · accession 0001179110-17-000064
INNOVATIVE SOLUTIONS & SUPPORT INC · IA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Rau
Director
Period of report
Jan 2, 2017
Accepted (ET)
Jan 3, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2017 | M | 14,234 | — | A | 43,056 | D | |
| Common Stock | holding | — | — | — | 47,198 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 2, 2017 | M | 14,234 | D | — | — | Common Stock | 14,234 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
- F2The restricted stock units were granted on November 12, 2015 as compensation for service on the Issuer's board of directors during the year ended December 31, 2016 and vested in full on January 2, 2017.