SEC Form 4 · accession 0001209191-16-146862
LINDSAY CORP · LNN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Parod
Officer — President and CEO · Director
Period of report
Oct 21, 2016
Accepted (ET)
Oct 25, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 21, 2016 | A | 5,534 | $0.00 | A | 187,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF3 | $78.23 | Oct 21, 2016 | A | 16,494 | A | — | Oct 21, 2026 | Common Stock | 16,494 | 16,494 | D |
| Option to PurchaseF4 | $67.68 | holding | — | — | — | — | Oct 23, 2025 | Common Stock | 13,153 | 13,153 | D |
| Option to PurchaseF5 | $83.53 | holding | — | — | — | — | Oct 24, 2024 | Common Stock | 8,198 | 8,198 | D |
| Option to PurchaseF6 | $76.37 | holding | — | — | — | — | Oct 25, 2023 | Common Stock | 8,251 | 8,251 | D |
| Option to PurchaseF7 | $75.68 | holding | — | — | — | — | Oct 24, 2022 | Common Stock | 8,314 | 8,314 | D |
| Option to PurchaseF8 | $58.10 | holding | — | — | — | Nov 1, 2015 | Oct 31, 2021 | Common Stock | 10,738 | 10,738 | D |
Explanation of responses
- F1Includes restricted stock units that will vest and settle in shares of Lindsay Corporation's common stock on a one-for-one basis in three equal installments on the following dates: November 1, 2017; November 1, 2018; and November 1, 2019.
- F2Includes common stock in the form of restricted stock units.
- F3The option vests in four equal annual installments beginning on November 1, 2017.
- F4The option vests in four equal annual installments beginning on November 1, 2016.
- F5The option vests in four equal annual installments, which began on November 1, 2015.
- F6The option vests in four equal annual installments, which began on November 1, 2014.
- F7The option vests in four equal annual installments, which began on November 1, 2013.
- F8The option vested in four equal annual installments, which began on November 1, 2012.