SEC Form 4 · accession 0001209191-19-000009
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J McCaskey
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 2, 2019 · 8:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2019 | A | 226 | $42.43 | A | 1,108 | D | |
| Common StockF2,F3 | holding | — | — | — | 2,169 | D | ||
| Common Stock | holding | — | — | — | 686 | I | held by spouse in retirement account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under Director Compensation program for members of the Board of Directors of The Middlefield Banking Company.
- F2Includes shares acquired under the MBCN Dividend Reinvestment Plan.
- F3Includes shares held jointly with spouse.