SEC Form 4 · accession 0001209191-18-057508
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Caldwell
Officer — President/Chief Executive Offi · Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 7, 2018 · 10:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2018 | M | 2,500 | $23.00 | A | 3,859 | D | |
| Common StockF1 | holding | — | — | — | 14,222 | D | ||
| Common StockF2 | holding | — | — | — | 247 | I | Custodian for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held jointly with spouse.
- F2Includes shares acquired under MBCN Dividend Reinvestment Plan.