SEC Form 4 · accession 0001209191-18-056634
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J McCaskey
Director
Period of report
Oct 30, 2018
Accepted (ET)
Oct 31, 2018 · 11:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 29, 2018 | M | 1,500 | $23.00 | A | 2,376 | D | |
| Common StockF1 | Oct 29, 2018 | D | 1,500 | $46.75 | D | 876 | D | |
| Common StockF1,F2 | holding | — | — | — | 2,154 | D | ||
| Common Stock | holding | — | — | — | 686 | I | held by spouse in retirement account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under MBCN Dividend Reinvestment Plan.
- F2Shares held jointly with spouse.