SEC Form 4 · accession 0001209191-18-056612
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Toth
Director
Period of report
Oct 26, 2018
Accepted (ET)
Oct 31, 2018 · 9:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2018 | M | 1,500 | $23.00 | A | 2,310 | D | |
| Common StockF1 | holding | — | — | — | 550 | D | ||
| Common Stock | holding | — | — | — | 550 | I | Held in Spouse's IRA | |
| Common StockF2 | holding | — | — | — | 4,033 | I | Held by Spouse | |
| Common StockF2,F3 | holding | — | — | — | 20,790 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held in Individual Retirement Account
- F2Includes shares acquired under MBCN Dividend Reinvestment Plan.
- F3Shares held jointly with spouse.