SEC Form 4 · accession 0001209191-18-027567
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton W Rose III
Director
Period of report
May 2, 2018
Accepted (ET)
May 3, 2018 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2018 | P | 176 | $50.50 | A | 335 | I | owned by SEP retirement plan |
| Common Stock | holding | — | — | — | 2,064 | D | ||
| Common StockF1,F2 | holding | — | — | — | 2,599 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under MBCN Dividend Reinvestment Plan.
- F2Includes shares held jointly with spouse.