SEC Form 4 · accession 0001209191-18-006741
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Caldwell
Officer — President/Chief Executive Offi · Director
Period of report
Jan 2, 2018
Accepted (ET)
Feb 2, 2018 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | A | 199 | $48.20 | A | 659 | D | |
| Common StockF2 | holding | — | — | — | 14,222 | D | ||
| Common Stock | holding | — | — | — | 243 | I | custodian for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under Director Compensation program for members of the Board of Directors of The Middlefield Banking Company.
- F2Shares held jointly with spouse.