SEC Form 4 · accession 0001209191-17-023046
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn J Turk
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 28, 2017 · 7:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2017 | P | 121 | $41.2333 | A | 12,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options granted 11/10/2008 | $23.00 | holding | — | — | — | Nov 10, 2009 | Nov 10, 2018 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Shares are held TOD spouse.
- F2Includes shares acquired under the MBCN Dividend Reinvestment Plan.