SEC Form 4 · accession 0001209191-17-018559
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Dalessandro
Officer — SVP/Chief Credit Officer
Period of report
Jun 22, 2015
Accepted (ET)
Mar 7, 2017 · 9:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Conditional Stock AwardF3 | $32.40 | Mar 1, 2016 | A | 380 | A | — | Mar 1, 2019 | Common Stock | 380 | 380 | D |
| Conditional Stock AwardF2 | $33.61 | holding | — | — | — | — | Jun 22, 2018 | Common Stock | 345 | 345 | D |
Explanation of responses
- F1Held in Individual Retirement Account
- F2Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 24, 2015.
- F3Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 4, 2016.