SEC Form 4 · accession 0001209191-15-055810
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Lee Miller
Officer — Chief Information Officer
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 9:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Conditional Stock AwardF1 | $33.61 | Jun 22, 2015 | A | 333 | A | — | Jun 22, 2018 | Common Stock | 333 | 333 | D |
Explanation of responses
- F1Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 24, 2015.