SEC Form 4 · accession 0001209191-15-035421
MIDDLEFIELD BANC CORP · MBCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Toth
Director
Period of report
May 29, 2009
Accepted (ET)
Apr 22, 2015 · 10:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000836147
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2009 | P | 550 | $21.50 | A | 550 | I | spouse's IRA |
| Common StockF1 | May 29, 2009 | P | 255 | $21.50 | A | 255 | D | |
| Common StockF1 | Jun 1, 2009 | P | 295 | $21.50 | A | 550 | D | |
| Common StockF2 | Feb 2, 2011 | P | 12,500 | $16.00 | A | 12,881 | D | |
| Common Stock | Feb 14, 2011 | A | 200 | $18.00 | A | 200 | D | |
| Common Stock | Aug 12, 2011 | P | 3,125 | $16.00 | A | 3,125 | I | by spouse |
| Common Stock | Apr 20, 2012 | A | 246 | $18.25 | A | 446 | D | |
| Common StockF2,F3 | Jul 20, 2012 | P | 2,000 | $23.00 | A | 16,004 | D | |
| Common StockF2,F3 | Dec 17, 2012 | P | 1,042 | $24.00 | A | 17,405 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held in Individual Retirement Account
- F2Held jointly with spouse.
- F3Includes shares acquired under MBCN Dividend Reinvestment Plan.