SEC Form 3 · accession 0001140361-17-042153
Invesco Municipal Income Opportunities Trust · OIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 1, 2017
Accepted (ET)
Nov 13, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 2020 Variable Rate Muni Term Preferred SharesF1,F2,F3 | holding | — | — | — | 300 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 300 Series 2020 Variable Rate Muni Term Preferred Shares ("Shares") reported as acquired in Table I represent Shares of Invesco Municipal Income Opportunities Trust (the "Issuer") beneficially owned by Banc of America Preferred Funding Corporation ("PFC"). The Shares were purchased by PFC from the Issuer. The Shares were acquired for a purchase price of $100,000 per share. PFC is a wholly owned subsidiary of Bank of America Corporation ("Bank of America").
- F2This statement is jointly filed by Bank of America and PFC. Bank of America holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary PFC.
- F3Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.