SEC Form 4 · accession 0001509016-15-000015
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Northern
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 12:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2015 | J | 73 | $40.30 | A | 8,079 | I | Trust - Director Deferred Comp Plan |
| Common Stock | holding | — | — | — | 2,662 | D | ||
| Common Stock | holding | — | — | — | 13,500 | I | by 401k FBO Richard Northern |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $24.87 | holding | — | — | — | Jan 18, 2012 | Jan 18, 2021 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Regular monthly purchase from director participation