SEC Form 4 · accession 0001509016-15-000008
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Northern
Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | P | 122 | $35.61 | A | 7,433 | I | Trust - Director Deferred Comp Plan |
| Common Stock | holding | — | — | — | 2,637 | D | ||
| Common Stock | holding | — | — | — | 13,500 | I | by 401k FBO Richard Northern |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $24.87 | holding | — | — | — | Jan 18, 2012 | Jan 18, 2021 | Common Stock | 1,000 | 1,000 | D |