SEC Form 4 · accession 0001437749-18-021397
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Northern
Director
Period of report
Nov 29, 2018
Accepted (ET)
Nov 30, 2018 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2018 | P | 126 | $31.04 | A | 19,931 | I | Trust-Directors' Deferred Comp Plan |
| Common Stock | holding | — | — | — | 3,780 | D | ||
| Common Stock | holding | — | — | — | 20,250 | I | 401k FBO Richard Northern |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $16.58 | holding | — | — | — | Jan 18, 2012 | Jan 18, 2021 | Common Stock | 1,500 | 1,500 | D |