SEC Form 4 · accession 0001437749-18-019234

Stock Yards Bancorp, Inc. · SYBT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Oct 30, 2018

Accepted (ET)

Nov 1, 2018 · 9:55 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000835324

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 30, 2018	M	2,250	$14.76	A	11,830	D
Common Stock^F1	Oct 30, 2018	F	1,588	$31.15	D	10,242	D
Common Stock	holding	—	—		—	6,806	I	by 401k/ESOP-fbo Michael Croce

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$14.76	Oct 30, 2018	M	2,250	D	Feb 17, 2010	Feb 17, 2019	Common Stock	2,250	0	D
Stock Appreciation Right	$35.90	holding	—	—	—	Feb 20, 2019	Feb 20, 2028	Common Stock	3,162	3,162	D
Stock Appreciation Right	$14.02	holding	—	—	—	Feb 16, 2011	Feb 16, 2020	Common Stock	2,250	2,250	D
Stock Appreciation Right	$15.84	holding	—	—	—	Mar 15, 2012	Mar 15, 2021	Common Stock	1,500	1,500	D
Stock Appreciation Right	$15.24	holding	—	—	—	Feb 20, 2013	Feb 20, 2022	Common Stock	1,500	1,500	D
Stock Appreciation Right	$19.44	holding	—	—	—	Jun 24, 2015	Jun 24, 2024	Common Stock	3,240	3,240	D
Stock Appreciation Right	$22.96	holding	—	—	—	Mar 17, 2016	Mar 17, 2025	Common Stock	4,236	4,236	D
Stock Appreciation Right	$25.76	holding	—	—	—	Mar 15, 2017	Mar 15, 2026	Common Stock	5,979	5,979	D
Stock Appreciation Right	$40.00	holding	—	—	—	Mar 21, 2018	Mar 21, 2027	Common Stock	3,222	3,222	D