SEC Form 4 · accession 0001437749-18-011247

Stock Yards Bancorp, Inc. · SYBT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman & CEO · Director

Period of report

Jun 1, 2018

Accepted (ET)

Jun 5, 2018 · 9:14 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000835324

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 12, 2018	G	500	—	D	170,552	D
Common Stock	Jun 1, 2018	M	26,325	$40.00	A	196,877	D
Common Stock	Jun 1, 2018	F	17,358	$40.00	D	179,519	D
Common Stock	Jun 4, 2018	S	8,967	$39.8535	D	170,552	D
Common Stock	holding	—	—		—	6,061	I	By Spouse
Common Stock	holding	—	—		—	14,854	I	By 401k/ESOP-David Heintzman

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$14.02	Jun 1, 2018	M	26,325	D	Feb 16, 2011	Feb 16, 2020	Common Stock	26,325	0	D
Stock Appreciation Right	$35.90	holding	—	—	—	Feb 20, 2019	Feb 20, 2028	Common Stock	12,883	12,883	D
Stock Appreciation Right	$15.84	holding	—	—	—	Mar 15, 2012	Mar 15, 2021	Common Stock	21,573	21,573	D
Stock Appreciation Right	$15.24	holding	—	—	—	Feb 20, 2013	Feb 20, 2022	Common Stock	36,411	36,411	D
Stock Appreciation Right	$15.26	holding	—	—	—	Feb 19, 2014	Feb 19, 2023	Common Stock	25,015	25,015	D
Stock Appreciation Right	$19.37	holding	—	—	—	Feb 18, 2015	Feb 18, 2024	Common Stock	28,989	28,989	D
Stock Appreciation Right	$22.96	holding	—	—	—	Mar 17, 2016	Mar 17, 2025	Common Stock	21,742	21,742	D
Stock Appreciation Right	$25.76	holding	—	—	—	Mar 15, 2017	Mar 15, 2026	Common Stock	24,799	24,799	D
Stock Appreciation Right	$40.00	holding	—	—	—	Mar 21, 2018	Mar 21, 2027	Common Stock	13,273	13,273	D