SEC Form 4 · accession 0001437749-18-005573
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Dishman
Officer — Executive Vice President
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 26, 2018 | P | 1,755 | $36.18 | A | 5,055 | I | By Spouse |
| Common Stock | Mar 23, 2018 | A | 3,683 | $34.00 | A | 17,584 | D | |
| Common Stock | Mar 23, 2018 | F | 1,708 | $34.00 | D | 15,876 | D | |
| Common Stock | holding | — | — | — | 6,032 | I | by 401k/ESOP-FBO William Dishman |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $35.90 | holding | — | — | — | Feb 20, 2019 | Feb 20, 2028 | Common Stock | 3,716 | 3,716 | D |
| Stock Appreciation Right | $14.02 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 9,642 | 9,642 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 5,758 | 5,758 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 10,005 | 10,005 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 8,298 | 8,298 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 6,343 | 6,343 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 7,170 | 7,170 | D |
| Stock Appreciation Right | $40.00 | holding | — | — | — | Mar 21, 2018 | Mar 21, 2017 | Common Stock | 3,833 | 3,833 | D |
| Stock Appreciation Right | $14.76 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 4,500 | 4,500 | D |