SEC Form 4 · accession 0001437749-18-003078
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Poindexter
Officer — Executive Vice President
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2018 | F | 118 | $35.90 | D | 23,014 | D | |
| Common StockF1 | holding | — | — | — | 12,094 | I | 401k/ESOP-FBO Philip Poindexter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $35.90 | Feb 20, 2018 | A | 4,872 | A | Feb 20, 2019 | Feb 20, 2028 | Common Stock | 4,872 | 4,872 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 10,698 | 10,698 | D |
| Stock Appreciation Right | $15.26 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 7,575 | 7,575 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 8,872 | 8,872 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 8,098 | 8,098 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 9,469 | 9,469 | D |
| Stock Appreciation Right | $40.00 | holding | — | — | — | Mar 21, 2018 | Mar 21, 2017 | Common Stock | 4,968 | 4,968 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 6,145 | 6,145 | D |
Explanation of responses
- F1Includes employer contribution with automatic dividend reinvestment