SEC Form 4 · accession 0001437749-18-003069

Stock Yards Bancorp, Inc. · SYBT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Feb 20, 2018

Accepted (ET)

Feb 22, 2018 · 3:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000835324

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 20, 2018	F	246	$35.90	D	13,901	D
Common Stock	holding	—	—		—	3,300	I	By Spouse
Common Stock^F1	holding	—	—		—	6,032	I	by 401k/ESOP-FBO William Dishman

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$35.90	Feb 20, 2018	A	3,716	A	Feb 20, 2019	Feb 20, 2028	Common Stock	3,716	3,716	D
Stock Appreciation Right	$14.02	holding	—	—	—	Feb 16, 2011	Feb 16, 2020	Common Stock	9,642	9,642	D
Stock Appreciation Right	$15.84	holding	—	—	—	Mar 15, 2012	Mar 15, 2021	Common Stock	5,758	5,758	D
Stock Appreciation Right	$15.24	holding	—	—	—	Feb 20, 2013	Feb 20, 2022	Common Stock	10,005	10,005	D
Stock Appreciation Right	$19.37	holding	—	—	—	Feb 18, 2015	Feb 18, 2024	Common Stock	8,298	8,298	D
Stock Appreciation Right	$22.96	holding	—	—	—	Mar 17, 2016	Mar 17, 2025	Common Stock	6,343	6,343	D
Stock Appreciation Right	$25.76	holding	—	—	—	Mar 15, 2017	Mar 15, 2026	Common Stock	7,170	7,170	D
Stock Appreciation Right	$40.00	holding	—	—	—	Mar 21, 2018	Mar 21, 2017	Common Stock	3,833	3,833	D
Stock Appreciation Right	$14.76	holding	—	—	—	Feb 17, 2010	Feb 17, 2019	Common Stock	4,500	4,500	D