SEC Form 4 · accession 0001437749-17-005392
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Hillebrand
Officer — President · Director
Period of report
Mar 24, 2017
Accepted (ET)
Mar 28, 2017 · 12:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2017 | A | 9,094 | $39.90 | A | 59,427 | D | |
| Common Stock | Mar 24, 2017 | F | 4,484 | $39.90 | D | 54,943 | D | |
| Common Stock | holding | — | — | — | 419 | I | Trust-Directors' Deferred Comp Plan | |
| Common Stock | holding | — | — | — | 20,620 | I | KSOP-fbo James Hillebrand | |
| Common Stock | holding | — | — | — | 11,634 | I | IRA-fbo Lynn Hillebrand |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 14,428 | 14,428 | D |
| Stock Appreciation Right | $14.02 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 13,500 | 13,500 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 10,968 | 10,968 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 19,600 | 19,600 | D |
| Stock Appreciation Right | $15.26 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 28,054 | 28,054 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 16,425 | 16,425 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 12,319 | 12,319 | D |
| Stock Appreciation Right | $40.00 | holding | — | — | — | Mar 21, 2018 | Mar 21, 2027 | Common Stock | 7,571 | 7,571 | D |