SEC Form 4 · accession 0001437749-17-000481
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Northern
Director
Period of report
Jan 6, 2017
Accepted (ET)
Jan 10, 2017 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2017 | P | 16 | $47.05 | A | 16,136 | I | Trust-Directors' Deferred Comp Plan |
| Common StockF2 | holding | — | — | — | 3,466 | D | ||
| Common Stock | holding | — | — | — | 20,250 | I | 401k FBO Richard Northern |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $16.58 | holding | — | — | — | Jan 18, 2012 | Jan 18, 2021 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Includes movement of vested restricted stock units deferred.
- F2Includes shares acquired through automatic dividend reinvestment.