SEC Form 4 · accession 0001437749-17-000088
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna L Heitzman
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 3, 2017 | A | 530 | — | A | 1,530 | D | |
| Common StockF1 | holding | — | — | — | 185 | I | Trust Directors' Deferred Comp Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $33.08 | holding | — | — | — | Oct 18, 2017 | Oct 18, 2026 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Includes shares acquired through automatic dividend reinvestment.
- F2Restricted stock unit grant with one year vesting.