SEC Form 4 · accession 0001437749-16-043906
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy B Davis
Officer — Executive V.P., Treasurer
Period of report
Oct 25, 2016
Accepted (ET)
Dec 29, 2016 · 1:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2016 | G | 80 | — | D | 101,549 | D | |
| Common StockF1 | Dec 22, 2016 | G | 50 | — | D | 101,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 5,226 | 5,226 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 9,187 | 9,187 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 7,723 | 7,723 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 5,959 | 5,959 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 7,305 | 7,305 | D |
Explanation of responses
- F1Gifted Shares to Charitable Organization