SEC Form 4 · accession 0001437749-16-043686
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Croce
Officer — Executive Vice President
Period of report
Nov 30, 2016
Accepted (ET)
Dec 22, 2016 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2016 | M | 3,750 | $17.89 | A | 8,497 | D | |
| Common Stock | Nov 30, 2016 | S | 2,389 | $41.25 | D | 6,108 | D | |
| Common StockF2 | holding | — | — | — | 6,125 | I | by 401k/ESOP-fbo Michael Croce |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $17.89 | Nov 30, 2016 | M | 3,750 | D | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 3,750 | 0 | D |
| Stock Appreciation Right | $15.58 | holding | — | — | — | Feb 19, 2009 | Feb 19, 2018 | Common Stock | 2,325 | 2,325 | D |
| Stock Appreciation Right | $14.76 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 2,250 | 2,250 | D |
| Stock Appreciation Right | $14.02 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 2,250 | 2,250 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 1,500 | 1,500 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 1,500 | 1,500 | D |
| Stock Appreciation Right | $19.44 | holding | — | — | — | Jun 24, 2015 | Jun 24, 2024 | Common Stock | 3,240 | 3,240 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 4,236 | 4,236 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 5,979 | 5,979 | D |
Explanation of responses
- F1Includes shares acquired through dividend reinvestment plan.
- F2Shares adjusted due to 3 for 2 stock split distributed on May 27, 2016.
Remarks
All share amounts on Table I and Table II as well as exercise pricing in Table II are updated to reflect 3 for 2 split distributed on May 27, 2016.