SEC Form 4 · accession 0001437749-16-043507

Stock Yards Bancorp, Inc. · SYBT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman & CEO · Director

Period of report

Dec 15, 2016

Accepted (ET)

Dec 19, 2016 · 11:08 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000835324

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 15, 2016	S	2,009	$44.80	D	26,267	I	By 401k/ESOP-David Heintzman
Common Stock^F1	Nov 28, 2016	G	120	—	D	163,946	D
Common Stock^F1	Nov 29, 2016	G	190	—	D	163,756	D
Common Stock^F1	Dec 16, 2016	G	100	—	D	163,656	D
Common Stock	Dec 16, 2016	S	2,018	$44.60	D	24,249	I	By 401k/ESOP-David Heintzman
Common Stock	holding	—	—		—	6,061	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$14.02	holding	—	—	—	Feb 16, 2011	Feb 16, 2020	Common Stock	26,325	26,325	D
Stock Appreciation Right	$15.84	holding	—	—	—	Mar 15, 2012	Mar 15, 2021	Common Stock	21,573	21,573	D
Stock Appreciation Right	$15.24	holding	—	—	—	Feb 20, 2013	Feb 20, 2022	Common Stock	36,411	36,411	D
Stock Appreciation Right	$15.26	holding	—	—	—	Feb 19, 2014	Feb 19, 2023	Common Stock	25,015	25,015	D
Stock Appreciation Right	$19.37	holding	—	—	—	Feb 18, 2015	Feb 18, 2024	Common Stock	28,989	28,989	D
Stock Appreciation Right	$22.96	holding	—	—	—	Mar 17, 2016	Mar 17, 2025	Common Stock	21,742	21,742	D
Stock Appreciation Right	$25.76	holding	—	—	—	Mar 15, 2017	Mar 15, 2026	Common Stock	24,799	24,799	D