SEC Form 4 · accession 0001437749-16-042653
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Poindexter
Officer — Executive Vice President
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 10:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | S | 3,150 | $44.05 | D | 21,624 | D | |
| Common Stock | holding | — | — | — | 11,590 | I | 401k/ESOP-FBO Philip Poindexter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 6,145 | 6,145 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 10,698 | 10,698 | D |
| Stock Appreciation Right | $15.26 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 7,575 | 7,575 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 8,872 | 8,872 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 8,098 | 8,098 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 9,469 | 9,469 | D |