SEC Form 4 · accession 0001437749-16-042324
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Heintzman
Officer — Chairman & CEO · Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 17, 2016 · 1:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | S | 2,024 | $41.50 | D | 28,276 | I | By 401k/ESOP-David Heintzman |
| Common Stock | holding | — | — | — | 6,061 | I | By Spouse | |
| Common Stock | holding | — | — | — | 164,066 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $14.02 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 26,325 | 26,325 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 21,573 | 21,573 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 36,411 | 36,411 | D |
| Stock Appreciation Right | $15.26 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 25,015 | 25,015 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 28,989 | 28,989 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 21,742 | 21,742 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 24,799 | 24,799 | D |