SEC Form 4 · accession 0001437749-16-042161

Stock Yards Bancorp, Inc. · SYBT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Nov 14, 2016

Accepted (ET)

Nov 15, 2016 · 1:52 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000835324

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 14, 2016	M	3,300	$15.58	A	21,742	D
Common Stock	Nov 14, 2016	S	2,002	$40.00	D	19,740	D
Common Stock	holding	—	—		—	399	I	By Spouse
Common Stock	holding	—	—		—	10,510	I	KSOP - fbo Thomas Stinnett

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$15.58	Nov 14, 2016	M	3,300	D	Feb 19, 2009	Feb 19, 2018	Common Stock	3,300	0	D
Stock Appreciation Right	$25.76	holding	—	—	—	Mar 15, 2017	Mar 15, 2026	Common Stock	6,871	6,871	D
Stock Appreciation Right	$14.76	holding	—	—	—	Feb 17, 2010	Feb 17, 2019	Common Stock	3,000	3,000	D
Stock Appreciation Right	$14.02	holding	—	—	—	Feb 16, 2011	Feb 16, 2020	Common Stock	3,000	3,000	D
Stock Appreciation Right	$15.84	holding	—	—	—	Mar 15, 2012	Mar 15, 2021	Common Stock	4,234	4,234	D
Stock Appreciation Right	$15.24	holding	—	—	—	Feb 20, 2013	Feb 20, 2022	Common Stock	7,758	7,758	D
Stock Appreciation Right	$15.26	holding	—	—	—	Feb 19, 2014	Feb 19, 2023	Common Stock	11,502	11,502	D
Stock Appreciation Right	$19.37	holding	—	—	—	Feb 18, 2015	Feb 18, 2024	Common Stock	6,861	6,861	D
Stock Appreciation Right	$22.96	holding	—	—	—	Mar 17, 2016	Mar 17, 2025	Common Stock	5,481	5,481	D