SEC Form 4 · accession 0001437749-16-041762

Stock Yards Bancorp, Inc. · SYBT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President · Director

Period of report

Nov 8, 2016

Accepted (ET)

Nov 10, 2016 · 4:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000835324

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 8, 2016	M	7,500	$14.76	A	57,989	D
Common Stock	Nov 8, 2016	F	4,694	$34.65	D	53,295	D
Common Stock	Nov 10, 2016	S	2,800	$38.50	D	50,495	D
Common Stock^F1	holding	—	—		—	417	I	Trust-Directors' Deferred Comp Plan
Common Stock	holding	—	—		—	20,620	I	KSOP-fbo James Hillebrand
Common Stock	holding	—	—		—	11,634	I	IRA-fbo Lynn Hillebrand

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$14.76	Nov 8, 2016	M	7,500	D	Feb 17, 2010	Feb 17, 2019	Common Stock	7,500	0	D
Stock Appreciation Right	$25.76	holding	—	—	—	Mar 15, 2017	Mar 15, 2026	Common Stock	14,428	14,428	D
Stock Appreciation Right	$14.02	holding	—	—	—	Feb 16, 2011	Feb 16, 2020	Common Stock	13,500	13,500	D
Stock Appreciation Right	$15.84	holding	—	—	—	Mar 15, 2012	Mar 15, 2021	Common Stock	10,968	10,968	D
Stock Appreciation Right	$15.24	holding	—	—	—	Feb 20, 2013	Feb 20, 2022	Common Stock	19,600	19,600	D
Stock Appreciation Right	$15.26	holding	—	—	—	Feb 19, 2014	Feb 19, 2023	Common Stock	28,054	28,054	D
Stock Appreciation Right	$19.37	holding	—	—	—	Feb 18, 2015	Feb 18, 2024	Common Stock	16,425	16,425	D
Stock Appreciation Right	$22.96	holding	—	—	—	Mar 17, 2016	Mar 17, 2025	Common Stock	12,319	12,319	D