SEC Form 4 · accession 0001437749-16-040083
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J McCauley Brown
Director
Period of report
Oct 20, 2016
Accepted (ET)
Oct 24, 2016 · 12:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2016 | P | 48 | $33.62 | A | 825 | I | Trust Directors' Deferred Comp Plan |
| Common Stock | holding | — | — | — | 2,542 | D | ||
| Common Stock | holding | — | — | — | 3,987 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $24.56 | holding | — | — | — | Aug 18, 2016 | Aug 18, 2025 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Includes shares acquired through automatic dividend reinvestment.